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Additionally, LPL Financial works with financial advisors who assist clients in making informed decisions about their finances. As a fiduciary, LPL Financial is required by law to act in its clients’ best interests and provide advice that is free from conflicts of interest.
LPL Financial is registered with the Securities and Exchange Commission (SEC), and the advisors within it serve as fiduciary agents for the clients. Acting as a fiduciary means that LPL Financial advisors or legally obligated to give client-first advice rather than base their advice on whatever serves themselves best (i.e., whatever will bring ...
The best way to know if a financial advisor is a fiduciary all of the time is to ask: "Are you a fiduciary in all of your dealings with me?" Also be sure to review the conflicts of interest and disciplinary actions sections above to see what, if any, conflicts of interest and/or disciplinary actions this firm might have.
A financial advisor is a professional who helps guide your financial life. A fiduciary is a common term for a financial advisor who serves under fiduciary duty.
Use our interactive map to find a financial advisor or professional who can best support your financial goals. LPL Financial has more than 21,000 advisors, across all 50 states.
Be an independent financial advisor at LPL with access to custodian services and a fully integrated platform to address the varied needs of your clients. Leverage the LPL Hybrid RIA model, which allows you to join LPL’s broker/dealer platform while maintaining your RIA firm.
As an investment advisor, LPL has a fiduciary responsibility to its advisory clients and, as such, is obligated to act in the best interests of clients and make full and fair disclosure of all material conflicts of interest.
We Innovate Relentlessly. To ensure you’re equipped to stay on the cutting edge of the financial industry, drive continued success, and provide unequaled service to your clients, we consistently invest in world-class solutions and top-tier resources. Learn More. We Put Your Freedom at the Forefront.
Your need for competent, experienced retirement plan guidance—from a valued advisor with access to a wide range of options. That’s why your plan should work with an independent retirement plan representative supported by LPL Financial. The advisor: A powerful extension of your retirement plan committee
To determine if a financial advisor is a fiduciary, you can directly ask them and also verify their status by checking their credentials and registration with regulatory bodies like the SEC.