Ad
related to: sec proxy statement rules
Search results
Results From The WOW.Com Content Network
In 2010, the SEC passed a rule which allowed certain shareholders to place candidates on the proxy statement; however, in Business Roundtable v. SEC the rule was struck down by the United States Court of Appeals for the District of Columbia Circuit in 2011. Beginning in 2015, proxy access rules began to spread driven by initiatives from major ...
Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, annual or other reports under sections 13 and 15(d) and proxy and information statements under ...
Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).
The SEC's nearly finalized rule on the proxy voting process is an encouraging first step.
The Securities and Exchange Commission announced Thursday that it was changing federal proxy rules to make it easier for companies' shareholders to nominate and elect directors to their boards.
SEC filing. Securities and Exchange Commission (SEC) logo. The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
An insurgent may independently prepare proxy cards and proxy statements, which are sent to the shareholders. [92] In 2009, the SEC proposed a new rule allowing shareholders meeting certain criteria to add nominees to the proxy statement; though this rule has been the subject of intense debate. [93]: 1
The SEC approved the listing rules set forth by the NYSE and NASDAQ regarding provisions from section 957 in September 2010. [83] Additional provisions set forth by Dodd–Frank in section 972 require public companies to disclose in proxy statements reasons for why the current CEO and chairman of the board hold their positions.
Ad
related to: sec proxy statement rules