Search results
Results From The WOW.Com Content Network
The Securities Industry Essentials (SIE) exam is available for online test delivery to any candidates with open enrollment windows. Candidates can schedule an online appointment for the SIE exam by accessing Prometric's scheduling page and selecting the appropriate link.
Enroll for the SIE, paying with credit card or ACH, or by redeeming a voucher. Schedule your exam. You have the option to test either at a Prometric test center or online. For more information, review the self-enrollment FAQ.
All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction.
Securities Industry Essentials (SIE) Exam This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and ...
Learn how to schedule the SIE Exam with FINRA and how to make an exam appointment at a FINRA approved test center. Follow these instructions
Learn about the Securities Industry Essentials Exam (SIE), the streamlined qualification test from FINRA for people looking to get a job in the securities industry.
STEP 3: Schedule your SIE Exam with Prometric. Access the Prometric site through FINRA’s website based on the instructions in the enrollment confirmation email you received or go directly to Prometric’s website. Scroll down & select “Schedule your Exam” under the “For Test Takers” heading.
The SIE exam is FINRA's general industry exam. It tests basic knowledge of products, risks, the structure and function of the securities industry and its regulatory agencies, and regulated and prohibited practices.
Are you preparing to take the Securities Industry Essentials (SIE) Exam? Here’s all you need to know about registering for and scheduling your test. Plan to sign up for the SIE exam at least 2-3 weeks prior to your preferred exam date.
Schedule Your Licensing Exam. In order to enroll for the SIE exam through a sponsoring FINRA member firm, your firm must file a Uniform Application for Securities Industry Registration or Transfer, also known as the U4, via FINRA’s Central Registration Depository (CRD) system.