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Gibbons was 2nd in command of compliance at American Portfolios, tasked with supervising all aspects of advisory and broker-dealer compliance for 500+ financial professionals.
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Our services come well within budget. If you would like more information about buying a shell Broker Dealer, book an appointment with one of our highly trained professionals to discuss your needs or call us at (631) 595-5305. Shell Broker Dealers have little to no past accounts or production.
Buy a Broker-Dealer or sell your Broker-Dealer with Brokerdealerforsale.com; the 1st and only platform that combines Artificial Intelligence with human expertise in identifying the best match for buyers and sellers of Broker-Dealers.
Paul Stache has over twenty-five (25) years of compliance, financial reporting, and operations experience in the asset management, brokerage, commodities, and mutual fund industries, in executive and leadership roles for firms with multiple regulatory registrations. This includes over twenty (20) years as the Chief Compliance Officer (CCO) of firms registered with the SEC, FINRA, and […]
Buy a Broker Dealer or sell your Broker Dealer with BrokerDealerForSale.com; the 1st and only platform that combines Artificial Intelligence with human expertise in identifying the best match for buyers and sellers of Broker Dealers.