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  2. Empire Life - Wikipedia

    en.wikipedia.org/wiki/Empire_Life

    The Empire Life Insurance Company, operating as Empire Life ( French: Empire Vie ), is a Canadian life insurance and financial services company headquartered in Kingston, Ontario. It was incorporated in 1923 and is a subsidiary of E-L Financial Corporation Limited of Toronto, Ontario, Canada. The company provides individual life, health and ...

  3. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    Securities regulation in the United States is the field of U.S. law that covers transactions and other dealings with securities. The term is usually understood to include both federal and state-level regulation by governmental regulatory agencies, but sometimes may also encompass listing requirements of exchanges like the New York Stock ...

  4. Financial institution - Wikipedia

    en.wikipedia.org/wiki/Financial_institution

    A financial institution, sometimes called a banking institution, is a business entity that provides service as an intermediary for different types of financial monetary transactions. Broadly speaking, there are three major types of financial institution: [ 1][ 2] Investment institution – investment bank, underwriter, and other different types ...

  5. Empire Resorts Files Registration Statement for Planned ... - AOL

    www.aol.com/2013/04/04/empire-resorts-files...

    Empire Resorts Files Registration Statement for Planned Rights Offering $11.4 Million Offering MONTICELLO, N.Y.--(BUSINESS WIRE)-- Empire Resorts, Inc. (NASDAQ-GM:NYNY) today announced that it ...

  6. Street name securities - Wikipedia

    en.wikipedia.org/wiki/Street_name_securities

    Street name securities. The phrase street name securities or "nominee name securities" is used in the United States to refer to securities of companies which are held electronically in the account of a stockbroker or bank or custodian, similar to a bank account. [1] The entity whose name is recorded as the legal owner of the securities is known ...

  7. Securities Exchange Act of 1934 - Wikipedia

    en.wikipedia.org/wiki/Securities_Exchange_Act_of...

    The Securities Exchange Act of 1934 (also called the Exchange Act, ' 34 Act, or 1934 Act) ( Pub. L. 73–291, 48 Stat. 881, enacted June 6, 1934, codified at 15 U.S.C. § 78a et seq.) is a law governing the secondary trading of securities ( stocks, bonds, and debentures) in the United States of America. [ 1]

  8. Insurance Regulatory and Development Authority - Wikipedia

    en.wikipedia.org/wiki/Insurance_Regulatory_and...

    The Insurance Regulatory and Development Authority of India ( IRDAI) is an autonomous [ 1] and statutory body under the jurisdiction of Ministry of Finance , Government of India. It is tasked with regulating and licensing the insurance and re-insurance industries in India. [ 2] It was constituted by the Insurance Regulatory and Development ...

  9. Stock certificate - Wikipedia

    en.wikipedia.org/wiki/Stock_certificate

    A stock certificate is a legal document that certifies the legal interest (a bundle of several legal rights) of ownership of a specific number of shares (or, under Article 8 of the Uniform Commercial Code, a securities entitlement or pro rata share of a fungible bulk) or stock in a corporation. [ 1] The first such instruments were used in the ...